Northrop Frye's "Anatomy
of Criticism: Four Essays," was
first published in 1957. Frye's approach to literary criticism is indeed
radical in its rejection of traditional evaluative methods and its focus on
systematic study and classification of literature. Frye's rejection of
interpreting and evaluating individual works as the primary aim of criticism
aligns with his belief that such evaluations are subjective and fleeting,
reflecting changes in taste rather than contributing to a coherent understanding
of literature. Central to Frye's theory is the idea of literature forming an
"ideal order" among itself, an idea influenced by T.S. Eliot. Frye
attempts to describe this order throughout his book, seeing each work as a part
of a larger whole rather than as isolated entities. He envisions this order as
relatively fixed, with new works serving to manifest it in different ways.
Polemical introduction
The introduction to Northrop Frye's work serves as a
polemic defending the necessity of literary criticism while distinguishing it
from other forms of critique and highlighting the difference between personal
taste and genuine criticism.
Frye opposes the notion that "natural taste" is
superior to scholarly learning, countering arguments put forth by Tolstoy and
Romantic thought. He criticizes various methods of criticism, such as Marxist,
Freudian, Jungian, and Neo-classical, for embodying the deterministic fallacy
and subjecting literature to external ideologies rather than genuine critical
analysis.
A key distinction Frye makes is between personal taste,
which is influenced by societal norms and values, and genuine criticism, which
draws its method from the body of literature itself. He argues that value
judgments contribute little to meaningful criticism and proposes that criticism
should be a systematic study of literature, akin to physics and history.
Frye acknowledges the limitations of his argument,
recognizing that his views are individual and that the systematic study of
literature is still in its infancy. He admits to making sweeping
generalizations that may prove false in specific cases and emphasizes that
schematization should be viewed as an aspect of criticism rather than a
replacement for the personal experience of literature.
2
Historical Criticism: Theory
of Modes"
Frye's systemization of literature begins by drawing from
Aristotle's Poetics, which identifies three aspects of poetry: mythos (plot),
ethos (characterization/setting), and dianoia (theme/idea). Frye sees
literature as lying on a continuum between being plot-driven, as in most
fiction, and idea-driven, as in essays and lyrical poetry.
He divides his study into five modes—mythic, romantic,
high mimetic, low mimetic, and ironic—each corresponding to a specific literary
epoch and representing different aspects of ethos, or characterization. Frye
suggests that civilizations, both classical and Western, have historically
progressed through the development of these modes, with contemporary fiction
potentially returning to myth, completing a historical cycle.
In tragedy, the hero's separation from society is
central:
·
Mythic tragedy deals with the death of gods.
·
Romantic tragedy features elegies mourning the
death of heroes.
·
High mimetic tragedy presents the death of noble
humans.
·
Low mimetic tragedy shows the death or sacrifice
of ordinary humans, evoking pathos.
·
Ironic tragedy often portrays the suffering of a
weak protagonist or one persecuted by society.
Comedy, on the other hand, focuses on the integration of
society:
·
Mythic comedy deals with acceptance into the
society of gods or salvation.
·
Romantic comedy involves an idyllic setting and
the integration of the hero with nature.
·
High mimetic comedy features a strong central
protagonist who constructs their own society.
·
Low mimetic comedy often ends in social
elevation or marriage.
·
Ironic comedy ranges from savage humor to biting
satire, often depicting rejection by society.
Frye also explores t0hematic literature in each mode,
where intellectual content is paramount:
·
In the mythical mode, scripture and divine
inspiration dominate.
·
In the romantic mode, chroniclers preserve
traditions in a nomadic society.
·
In the high mimetic mode, society revolves
around a capital city, with national epics prevalent.
·
In the low mimetic mode, individualism and
romanticism take center stage.
·
In the ironic mode, the poet becomes a mere
observer, producing work emphasizing discontinuity and anti-epiphany.
3
"Ethical Criticism:
Theory of Symbols
Frye further elaborates on his theory by proposing five
phases of symbolism, each possessing its own mythos, ethos, and dianoia, based
on medieval allegory and the ages of man outlined in his earlier essay. These
phases are:
·
Literal/descriptive (motifs and signs)
·
Formal (image)
·
Mythical (archetype)
·
Anagogic (monad)
In the descriptive phase, symbols exhibit an outward
property, acting as signs that point to external meanings beyond the literary
context. The motif, on the other hand, represents the inward direction of
meaning, showcasing the symbol's contextual significance within the text.
The formal phase, embodied by imagery, results from the
interplay of signs and motifs, with frequently repeated imagery setting the
tone of the work. This phase aligns with literary formalism, emphasizing
inherent meaning within the text.
The mythical phase treats symbols as archetypes,
exploring their interconnectedness with similar symbolism throughout
literature. Frye argues that convention is crucial in understanding archetypes
and criticizes copyright laws for hindering literary creation.
Finally, the anagogic phase views symbols as monads,
expressing the highest spiritual meaning within the text. Frye suggests a
transcendent unity within literature, where symbols reflect infinite social
action and human thought.
Archetype
In his exploration of myth as the foundation of all
literature, Frye aligns various elements of storytelling, including paintings
and music, with similar underlying structures and patterns, each possessing a
unique style. He draws upon the Great Chain of Being, as described by
Aristotle, to elucidate the associations between mythical imagery and the
tragic and comic visions.
Frye categorizes the tragic and comic visions according
to six worlds represented by different elements of the Great Chain of Being,
each corresponding to divine, human, animal, vegetable, mineral, and water
realms. These associations provide insight into the mythological underpinnings
of tragic and comic narratives.
Moving forward, Frye's third essay synthesizes
characterization and the five symbolic phases introduced earlier. He employs
the metaphor of human desire and frustration, represented by the Great Chain of
Being and the four seasons, to unify genres, life cycles, and associated myths.
The seasons serve as analogies to genres, life stages,
and mythical narratives:
Spring represents comedy, birth, and the myth of birth.
Summer symbolizes romance, youth, growth, and the myth of
triumph and harmony.
Autumn/fall embodies tragedy, old age, maturity, and the
myth of fall, decay, and separation.
Winter signifies irony, death, and the myth of chaos,
death, and darkness.
Frye further delineates imagery associated with
apocalyptic, demonic, and analogical realms, illustrating the polarities of
human desire and fulfillment. These realms encompass divine, human, animal,
vegetable, mineral, and water elements, each conveying distinct symbolic
meanings.
Lastly, Frye correlates the mythical mode with the
apocalyptic, the ironic with the demonic, and the romantic and low mimetic with
their respective analogies. The high mimetic occupies the central position,
bridging the other modes. This circular structure reflects the cyclical nature
of myth and archetypes, portraying the natural cycle of life and storytelling
themes such as birth, growth, decline, death, resurrection, and rebirth.
Through this comprehensive analysis, Frye provides a
framework for understanding the interconnectedness of literature, mythology,
and human experience, revealing the enduring relevance of archetypal narratives
across cultures and epochs.
4. Rhetorical Criticism: Theory
of Genres
In the first three essays of his work, Frye delves into
Aristotle's elements of poetry, focusing primarily on mythos, ethos, and
dianoia. However, in the fourth essay, he shifts his attention to the remaining
three elements:
·
Melos: This element concerns the tonal and
musical aspects of literature.
·
Lexis: Referring to the written word, lying
between the musical and visual aspects, it encompasses diction (ear) or imagery
(eye) depending on the critical focus.
·
Oopsis: Dealing with the visual aspects of
literature.
Frye identifies a connection between these elements and
rhetoric, which encompasses both ornamental (opsis) speech and persuasive
(melos) speech. Rhetorical criticism involves exploring literature in the
context of melos, opsis, and their interplay as manifested in lexis.
Additionally, Frye introduces the concept of the radical
of presentation—the relationship between author and audience—which influences
the classification of genres. He proposes four distinct genres based on this
radical of presentation:
·
Epos: The author speaks directly to the
audience, such as in storytelling or formal speech.
·
Fiction: The author and audience are hidden from
each other, as in most novels.
·
Drama: The author is hidden from the audience,
who experiences the content directly.
·
Lyric: The audience is "hidden" from
the author, who is overheard by the hearers.
These genres serve as the organizing principle of Frye's
essay, with each genre characterized by a distinctive rhythm and the interplay
of melos and opsis. Frye's concept of melos challenges the common understanding
of music as stable harmony, instead emphasizing the series of dissonances
resolving into stability.
The rhythm of epos, for example, revolves around
recurrence, accent, meter, and sound patterns commonly associated with poetry.
Fiction, in contrast, employs the rhythm of continuity of meaning, often
conveyed through prose. Drama occupies a middle ground, with characters
alternating between melos-oriented and opsis-oriented language based on the
dramatic situation.
Classical lyrical poetry, typically featuring a shepherd
speaking of his love, embodies an associative rhythm that reflects the stuff of
dreams and the subconscious. This rhythm, closely related to chanting, is
particularly apparent in certain types of literature.
Frye suggests a connection between the historical modes
and the four genres, with the lyrical genre representing the ironic age, where
the protagonist turns away from society and the poet makes utterances without
regard to the audience. This lyrical rhythm is exemplified in Joyce's
"Finnegans Wake," characterized by associative babble and dreamlike
utterances.
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